First Trust Small Cap Growth AlphaDEX Fund (FYC)

Key Metrics

TER 70.00% per year

Distribution policy Distributing

Fund size USD 903 M

Inception date April 19, 2011

Holdings 266

Fund currency USD

Fund domicile US

Provider First Trust

For full official fund details, factsheets, and holdings, visit ftportfolios.com (opens in new tab).

Historical Return

Last updated: Jun 15, 2026

1 Year +55.6% +0.1% Div

3 Years (avg.) +25.3% +0.1% Div

5 Years (avg.) +10.2% +0.1% Div

Risk & Analysis Metrics

Last updated: Jun 15, 2026

Volatility

20.38% 1 Year

21.39% 3 Years

23.28% 5 Years

24.39% 10 Years

Max Drawdown

-10.48% 1 Year

-27.92% 3 Years

-36.00% 5 Years

-48.08% 10 Years

Sharpe Ratio

1.84 1 Year

0.91 3 Years

0.34 5 Years

0.49 10 Years

Return Triangle (Heatmap)

Last updated: Jun 15, 2026

	2011	2012	2013	2014	2015	2016	2017	2018	2019	2020	2021	2022	2023	2024	2025
2011	-6.3%	2.0%	13.3%	10.0%	8.5%	9.9%	11.5%	9.1%	9.9%	11.9%	12.8%	8.9%	9.3%	10.4%	11.2%
2012		11.0%	24.6%	16.1%	12.5%	13.4%	14.8%	11.5%	12.1%	14.1%	14.9%	10.3%	10.7%	11.8%	12.6%
2013			39.8%	18.7%	13.0%	14.0%	15.6%	11.6%	12.2%	14.5%	15.4%	10.3%	10.7%	11.8%	12.7%
2014				0.8%	1.6%	6.5%	10.2%	6.7%	8.2%	11.3%	12.6%	7.4%	8.2%	9.6%	10.7%
2015					2.4%	9.5%	13.5%	8.2%	9.7%	13.2%	14.4%	8.3%	9.0%	10.5%	11.6%
2016						17.1%	19.6%	10.2%	11.7%	15.5%	16.5%	9.1%	9.9%	11.4%	12.6%
2017							22.0%	6.9%	9.9%	15.1%	16.4%	7.9%	8.9%	10.7%	12.1%
2018								-6.4%	4.3%	12.8%	15.1%	5.2%	6.8%	9.2%	10.9%
2019									16.2%	23.9%	23.3%	8.4%	9.7%	12.1%	13.7%
2020										32.1%	27.0%	5.9%	8.1%	11.3%	13.2%
2021											22.0%	-5.2%	1.1%	6.6%	9.8%
2022												-26.4%	-7.9%	1.9%	6.9%
2023													15.2%	19.9%	21.2%
2024														24.7%	24.2%
2025															23.8%

Distributions

*by ETF Portfolio Weight Last updated: Jun 15, 2026

Profit Margin Distribution

< 0%

31%

1y 3y N/A N/A

0 - 5%

15%

1y 3y N/A N/A

5 - 10%

18%

1y 3y N/A N/A

10 - 15%

10%

1y 3y N/A N/A

15 - 20%

1y 3y N/A N/A

20 - 30%

1y 3y N/A N/A

30 - 40%

1y 3y N/A N/A

> 40%

1y 3y N/A N/A

P/E Ratio Distribution

< 0

32%

1y 3y N/A N/A

0 - 10

1y 3y N/A N/A

10 - 15

1y 3y N/A N/A

15 - 20

10%

1y 3y N/A N/A

20 - 25

1y 3y N/A N/A

25 - 35

1y 3y N/A N/A

35 - 50

10%

1y 3y N/A N/A

> 50

23%

1y 3y N/A N/A

Discounted Cash Flow

Weighted Average Undervaluation

N/A

Undervalued

> 60%

1y 3y N/A N/A

45 - 60%

1y 3y N/A N/A

30 - 45%

1y 3y N/A N/A

15 - 30%

1y 3y N/A N/A

Fair (±15%)

1y 3y N/A N/A

Overvalued

15 - 30%

1y 3y N/A N/A

30 - 45%

1y 3y N/A N/A

45 - 60%

1y 3y N/A N/A

> 60%

1y 3y N/A N/A

Market Cap Size Distribution

Micro Cap

0.4%

1y 3y N/A N/A

Small Cap

29.3%

1y 3y N/A N/A

Mid Cap

62.4%

1y 3y N/A N/A

Large Cap

8.0%

1y 3y N/A N/A

Mega Cap

0.0%

1y 3y N/A N/A

Micro: < $300M Small: $300M–$2B Mid: $2B–$10B Large: $10B–$200B Mega: > $200B

Average metrics of all companies in portfolio

Last updated: Jun 21, 2026

Market
Average

Market Cap The market value of the company. It's calculated by multiplying the share price by the number of outstanding shares.	$3.79B	-
Dividend Yield Yearly payout to shareholders per share. The percentage indicates the payout in relation to the share price.	0.41%	2.03%
Beta Indicates the relationship between the price performance of a share and the market.	1.27	-
P/E Ratio Ratio between share price and earnings per share. A low ratio could indicate that the stock is undervalued or investors aren't expecting high growth. A high ratio could indicate that the stock is overvalued or investors are expecting high growth.	47.77	28.29
Negative P/E Ratio a negative P/E ratio shows that the company is not profitable, and it shows how many years it would take the company to lose its entire market capitalisation if it did not change anything	-50.48	-
Profitable Companies	68%	-
PEG The ratio between the P/E ratio and the growth rate of the company's earnings per share in the last twelve months. A lower PEG could mean that a stock is undervalued.	29.13	14.56
Price to Sales Ratio Market cap divided by the revenue in the most recent year.	5.49	8.28
Price to Book Ratio Price to Book Ratio is the Market cap divided by the Book value of the company	6.71	10.72

Market
Average

Enterprise Value to EBIT Enterprise Value divided by EBIT	14.54	21.15
Enterprise Value to Revenue Enterprise value divided by revenue	7.42	8.72
Total Debt to Enterprise Value Total debt divided by enterprise value	0.17	0.05
Debt to Equity A higher ratio indicates a higher risk. However, the ratio is difficult to compare between industries where common amounts of debt vary.	1.37	0.33
Profit Margin Net income divided by revenue of the last 4 quarters. It indicates the company's profitability.	3.91%	-6.18%
Quarterly Earnings Growth (YoY) The rate at which the company's net income has increased to the same quarter one year ago.	-8.0%	-117.9%
Return on Equity Equity divided by market cap.	7.73%	1.23%
Return on Assets Indicates a company's profitability in relation to its total assets.	0.29%	3.29%
Return on Invested Capital Return on invested capital (ROIC) is net income after dividends divided by the sum of debt and equity. It shows how effective a company is at turning capital invested by shareholders and other debtholders into profits.	4.34%	3.31%

Limit holdings to companies in a single sector.

$0B >$1T

Ratio between share price and earnings per share. A low ratio could indicate undervaluation.

<0 >50

Ratio of dividends in the last 12 months to current share price.

0% 3%

Revenue increase compared to the same quarter one year ago.

0% 30%

Net income increase compared to the same quarter one year ago.

0% 30%

Profitability of the last quarter.

<-30% >30%

A higher ratio indicates a higher risk. The ratio is difficult to compare between industries.

<0 >3

Discounted cash flow valuation vs. current price. Positive = undervalued, negative = overvalued.

<-50% >+100%

Market Cap

P/E Ratio

Total Investment

Weight

ACM Research Inc - Ordinary Shares - Class A

ACMR - Manufacturing

Market Cap $7.04B

P/E Ratio 77.9

Dividends 0.0%

Total Investment $8.25M

Weight 0.91%

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Vicor Corp.

VICR - Manufacturing

Market Cap $14.95B

P/E Ratio 110.2

Dividends 0.0%

Total Investment $8.05M

Weight 0.89%

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Astronics Corp.

ATRO - Manufacturing

Market Cap $3.1B

P/E Ratio 63.9

Dividends 0.0%

Total Investment $7.82M

Weight 0.87%

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Brookdale Senior Living Inc

BKD - Health Care and Social Assistance

Market Cap $3.26B

P/E Ratio -15.9

Dividends 0.0%

Total Investment $7.78M

Weight 0.86%

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Ardelyx Inc

ARDX - Manufacturing

Market Cap $1.49B

P/E Ratio -25.7

Dividends 0.0%

Total Investment $7.39M

Weight 0.82%

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Mirum Pharmaceuticals Inc

MIRM - Professional, Scientific, and Technical Services

Market Cap $5.38B

P/E Ratio -7.9

Dividends 0.0%

Total Investment $7.32M

Weight 0.81%

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Eos Energy Enterprises Inc - Ordinary Shares - Class A

EOSE - Manufacturing

Market Cap $1.99B

P/E Ratio -1.8

Dividends 0.0%

Total Investment $7.15M

Weight 0.79%

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Planet Labs PBC - Ordinary Shares - Class A

PL - Manufacturing

Market Cap $9.4B

P/E Ratio -26.1

Dividends 0.0%

Total Investment $7.09M

Weight 0.78%

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Liquidia Corp

LQDA - Manufacturing

Market Cap $6.32B

P/E Ratio 280.4

Dividends 0.0%

Total Investment $6.88M

Weight 0.76%

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Lemonade Inc

LMND - Finance and Insurance

Market Cap $4.52B

P/E Ratio -32.3

Dividends 0.0%

Total Investment $6.82M

Weight 0.76%

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Willdan Group Inc

WLDN - Professional, Scientific, and Technical Services

Market Cap $1.34B

P/E Ratio 23.3

Dividends 0.0%

Total Investment $6.82M

Weight 0.75%

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Dana Inc

DAN - Manufacturing

Market Cap $3.64B

P/E Ratio -21.5

Dividends 1.5%

Total Investment $6.81M

Weight 0.75%

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nLIGHT Inc

LASR - Manufacturing

Market Cap $3.65B

P/E Ratio -237.8

Dividends 0.0%

Total Investment $6.81M

Weight 0.75%

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Solaris Oilfield Infrastructure Inc - Ordinary Shares - Class A

SOI - Manufacturing

Market Cap $498.11M

P/E Ratio 93.4

Dividends 0.6%

Total Investment $6.72M

Weight 0.74%

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Bel Fuse Inc. - Ordinary Shares - Class A

BELFA - Manufacturing

Market Cap $3.59B

P/E Ratio 70.9

Dividends 0.1%

Total Investment $6.64M

Weight 0.73%

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BrightSphere Investment Group Inc

BSIG - Finance and Insurance

Market Cap $982.95M

P/E Ratio 32.0

Dividends 0.3%

Total Investment $6.6M

Weight 0.73%

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Tutor Perini Corp

TPC - Construction

Market Cap $4.12B

P/E Ratio 52.6

Dividends 0.2%

Total Investment $6.59M

Weight 0.73%

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DigitalOcean Holdings Inc

DOCN

Market Cap $18.08B

P/E Ratio 66.9

Dividends 0.0%

Total Investment $6.43M

Weight 0.71%

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GRAIL Inc.

GRAL

Market Cap $2.74B

P/E Ratio -6.1

Dividends 0.0%

Total Investment $6.4M

Weight 0.71%

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Alignment Healthcare Inc

ALHC - Finance and Insurance

Market Cap $4.52B

P/E Ratio 221.9

Dividends 0.0%

Total Investment $6.39M

Weight 0.71%

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United States	98.1%
Ireland	0.7%
Bahamas	0.5%
Puerto Rico	0.5%
United Kingdom	0.2%
Netherlands	0.1%
Other	0.0%

Manufacturing	37.6%
Finance and Insurance	13.9%
Information	10.2%
Professional, Scientific, and Technical Services	5.8%
Real Estate and Rental and Leasing	2.8%
Construction	2.7%
Health Care and Social Assistance	2.6%
Retail Trade	1.7%
Financial Services	1.3%
Wholesale Trade	1.3%
Transportation and Warehousing	1.2%
Administrative and Support and Waste Management and Remediation Services	1.2%
Educational Services	1.2%
Arts, Entertainment, and Recreation	1.1%
Accommodation and Food Services	0.9%
Utilities	0.8%
Technology	0.7%
Industrials	0.5%
Real Estate	0.4%
Mining, Quarrying, and Oil and Gas Extraction	0.2%
Other	11.8%

Key Metrics

Compare similar ETFs

Historical Return

Risk & Analysis Metrics

Volatility

Max Drawdown

Sharpe Ratio

Return Triangle (Heatmap)

Distributions

Profit Margin Distribution

P/E Ratio Distribution

Discounted Cash Flow

Market Cap Size Distribution

Portfolio Concentration

Latest News

Shareholders that lost money on Ardelyx, Inc.(ARDX) Urged to Join Class Action – Contact Levi & Korsinsky to Learn More

Ardelyx, Inc. Sued for Securities Law Violations - Contact Levi & Korsinsky Before October 15, 2024 to Discuss Your Rights - ARDX

SHAREHOLDER ALERT: Pomerantz Law Firm Reminds Shareholders with Losses on their Investment in Ardelyx, Inc. of Class Action Lawsuit and Upcoming Deadlines - ARDX

Average metrics of all companies in portfolio

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