First Trust Small Cap Growth AlphaDEX Fund (FYC)

Key Metrics

TER 0.70% per year

Distribution policy Distributing

Fund size USD 1,047 M

Inception date April 19, 2011

Holdings 266

Fund currency USD

Fund domicile US

Provider First Trust

For full official fund details, factsheets, and holdings, visit ftportfolios.com (opens in new tab).

Historical Return

Last updated: Jul 01, 2026

1 Year +60.6% +0.2% Div

3 Years (avg.) +28.3% +0.2% Div

5 Years (avg.) +11.6% +0.2% Div

Risk & Analysis Metrics

Last updated: Jul 01, 2026

Volatility

20.24% 1 Year

21.36% 3 Years

23.26% 5 Years

24.34% 10 Years

Max Drawdown

-10.48% 1 Year

-27.92% 3 Years

-36.00% 5 Years

-48.08% 10 Years

Sharpe Ratio

1.99 1 Year

1.02 3 Years

0.39 5 Years

0.51 10 Years

Return Triangle (Heatmap)

Last updated: Jul 01, 2026

	2011	2012	2013	2014	2015	2016	2017	2018	2019	2020	2021	2022	2023	2024	2025
2011	-6.3%	2.0%	13.3%	10.0%	8.5%	9.9%	11.5%	9.1%	9.9%	11.9%	12.8%	8.9%	9.3%	10.4%	11.2%
2012		11.0%	24.6%	16.1%	12.5%	13.4%	14.8%	11.5%	12.1%	14.1%	14.9%	10.3%	10.7%	11.8%	12.6%
2013			39.8%	18.7%	13.0%	14.0%	15.6%	11.6%	12.2%	14.5%	15.4%	10.3%	10.7%	11.8%	12.7%
2014				0.8%	1.6%	6.5%	10.2%	6.7%	8.2%	11.3%	12.6%	7.4%	8.2%	9.6%	10.7%
2015					2.4%	9.5%	13.5%	8.2%	9.7%	13.2%	14.4%	8.3%	9.0%	10.5%	11.6%
2016						17.1%	19.6%	10.2%	11.7%	15.5%	16.5%	9.1%	9.9%	11.4%	12.6%
2017							22.0%	6.9%	9.9%	15.1%	16.4%	7.9%	8.9%	10.7%	12.1%
2018								-6.4%	4.3%	12.8%	15.1%	5.2%	6.8%	9.2%	10.9%
2019									16.2%	23.9%	23.3%	8.4%	9.7%	12.1%	13.7%
2020										32.1%	27.0%	5.9%	8.1%	11.3%	13.2%
2021											22.0%	-5.2%	1.1%	6.6%	9.8%
2022												-26.4%	-7.9%	1.9%	6.9%
2023													15.2%	19.9%	21.2%
2024														24.7%	24.2%
2025															23.8%

Distributions

*by ETF Portfolio Weight Last updated: Jul 01, 2026

Profit Margin Distribution

< 0%

31%

1y 3y N/A N/A

0 - 5%

15%

1y 3y N/A N/A

5 - 10%

18%

1y 3y N/A N/A

10 - 15%

10%

1y 3y N/A N/A

15 - 20%

1y 3y N/A N/A

20 - 30%

1y 3y N/A N/A

30 - 40%

1y 3y N/A N/A

> 40%

1y 3y N/A N/A

P/E Ratio Distribution

< 0

33%

1y 3y N/A N/A

0 - 10

1y 3y N/A N/A

10 - 15

1y 3y N/A N/A

15 - 20

1y 3y N/A N/A

20 - 25

1y 3y N/A N/A

25 - 35

1y 3y N/A N/A

35 - 50

11%

1y 3y N/A N/A

> 50

22%

1y 3y N/A N/A

Discounted Cash Flow

Weighted Average Undervaluation

N/A

Undervalued

> 60%

1y 3y N/A N/A

45 - 60%

1y 3y N/A N/A

30 - 45%

1y 3y N/A N/A

15 - 30%

1y 3y N/A N/A

Fair (±15%)

1y 3y N/A N/A

Overvalued

15 - 30%

1y 3y N/A N/A

30 - 45%

1y 3y N/A N/A

45 - 60%

1y 3y N/A N/A

> 60%

1y 3y N/A N/A

Market Cap Size Distribution

Micro Cap

0.4%

1y 3y N/A N/A

Small Cap

27.3%

1y 3y N/A N/A

Mid Cap

64.4%

1y 3y N/A N/A

Large Cap

7.9%

1y 3y N/A N/A

Mega Cap

0.0%

1y 3y N/A N/A

Micro: < $300M Small: $300M–$2B Mid: $2B–$10B Large: $10B–$200B Mega: > $200B

Average metrics of all companies in portfolio

Last updated: Jul 12, 2026

Market
Average

Market Cap The market value of the company. It's calculated by multiplying the share price by the number of outstanding shares.	$3.93B	-
Dividend Yield Yearly payout to shareholders per share. The percentage indicates the payout in relation to the share price.	0.39%	2.01%
Beta Indicates the relationship between the price performance of a share and the market.	1.27	-
P/E Ratio Ratio between share price and earnings per share. A low ratio could indicate that the stock is undervalued or investors aren't expecting high growth. A high ratio could indicate that the stock is overvalued or investors are expecting high growth.	46.98	29.97
Negative P/E Ratio a negative P/E ratio shows that the company is not profitable, and it shows how many years it would take the company to lose its entire market capitalisation if it did not change anything	-44.4	-
Profitable Companies	67%	-
PEG The ratio between the P/E ratio and the growth rate of the company's earnings per share in the last twelve months. A lower PEG could mean that a stock is undervalued.	28.52	16.04
Price to Sales Ratio Market cap divided by the revenue in the most recent year.	5.75	8.54
Price to Book Ratio Price to Book Ratio is the Market cap divided by the Book value of the company	7.11	10.59

Market
Average

Enterprise Value to EBIT Enterprise Value divided by EBIT	12.93	20.58
Enterprise Value to Revenue Enterprise value divided by revenue	7.76	8.35
Total Debt to Enterprise Value Total debt divided by enterprise value	0.16	0.04
Debt to Equity A higher ratio indicates a higher risk. However, the ratio is difficult to compare between industries where common amounts of debt vary.	1.37	0.26
Profit Margin Net income divided by revenue of the last 4 quarters. It indicates the company's profitability.	3.91%	21.03%
Quarterly Earnings Growth (YoY) The rate at which the company's net income has increased to the same quarter one year ago.	-8.0%	-118.0%
Return on Equity Equity divided by market cap.	7.73%	2.68%
Return on Assets Indicates a company's profitability in relation to its total assets.	0.29%	4.06%
Return on Invested Capital Return on invested capital (ROIC) is net income after dividends divided by the sum of debt and equity. It shows how effective a company is at turning capital invested by shareholders and other debtholders into profits.	4.34%	3.64%

Sectors

Manufacturing	45.1%
Finance and Insurance	10.3%
Professional, Scientific, and Technical Services	8.6%
Information	5.0%
Real Estate and Rental and Leasing	4.3%
Retail Trade	1.9%
Administrative and Support and Waste Management and Remediation Services	1.7%
Health Care and Social Assistance	1.5%
Construction	1.3%
Arts, Entertainment, and Recreation	1.1%
Technology	1.1%
Educational Services	1.0%
Accommodation and Food Services	1.0%
Wholesale Trade	0.9%
Mining, Quarrying, and Oil and Gas Extraction	0.8%
Transportation and Warehousing	0.6%
Energy	0.6%
Healthcare	0.5%
Industrials	0.5%
Finance	0.5%
Real Estate	0.5%
Utilities	0.4%
Financial Services	0.3%
Other	10.4%

Countries

United States	95.7%
Switzerland	1.1%
Ireland	0.6%
Other	0.6%
Bahamas	0.5%
Canada	0.5%
Costa Rica	0.5%
China	0.4%
Netherlands	0.1%
Other	0.0%

Limit holdings to companies in a single sector.

$0B >$1T

Ratio between share price and earnings per share. A low ratio could indicate undervaluation.

<0 >50

Ratio of dividends in the last 12 months to current share price.

0% 3%

Revenue increase compared to the same quarter one year ago.

0% 30%

Net income increase compared to the same quarter one year ago.

0% 30%

Profitability of the last quarter.

<-30% >30%

A higher ratio indicates a higher risk. The ratio is difficult to compare between industries.

<0 >3

Discounted cash flow valuation vs. current price. Positive = undervalued, negative = overvalued.

<-50% >+100%

Market Cap

P/E Ratio

Total Investment

Weight

MaxLinear Inc

MXL - Manufacturing

Market Cap $8.18B

P/E Ratio -60.1

Dividends 0.0%

Total Investment $18.97M

Weight 1.81%

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Applied Optoelectronics Inc

AAOI - Manufacturing

Market Cap $9.62B

P/E Ratio -182.0

Dividends 0.0%

Total Investment $11.33M

Weight 1.08%

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AnaptysBio Inc

ANAB - Manufacturing

Market Cap $2.86B

P/E Ratio -78.1

Dividends 0.0%

Total Investment $9.05M

Weight 0.87%

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Inhibrx Biosciences Inc.

INBX - Manufacturing

Market Cap $1.36B

P/E Ratio -11.1

Dividends 0.0%

Total Investment $8.98M

Weight 0.86%

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Custom Truck One Source Inc

CTOS - Real Estate and Rental and Leasing

Market Cap $2.4B

P/E Ratio -126.7

Dividends 0.0%

Total Investment $8.74M

Weight 0.84%

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MYR Group Inc

MYRG - Construction

Market Cap $6.53B

P/E Ratio 45.9

Dividends 0.0%

Total Investment $8.36M

Weight 0.80%

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Kaiser Aluminum Corp

KALU - Manufacturing

Market Cap $2.61B

P/E Ratio 16.9

Dividends 1.9%

Total Investment $8.24M

Weight 0.79%

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Garrett Motion Inc - Ordinary Shares - New

GTX - Manufacturing

Market Cap $6.05B

P/E Ratio 18.4

Dividends 0.9%

Total Investment $8.22M

Weight 0.79%

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Bel Fuse Inc. - Ordinary Shares - Class A

BELFA - Manufacturing

Market Cap $3.3B

P/E Ratio 65.2

Dividends 0.1%

Total Investment $8.12M

Weight 0.78%

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Adeia Inc

ADEA - Technology

Market Cap $3.2B

P/E Ratio 25.9

Dividends 0.7%

Total Investment $7.73M

Weight 0.74%

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Solaris Oilfield Infrastructure Inc - Ordinary Shares - Class A

SOI - Manufacturing

Market Cap $498.11M

P/E Ratio 72.9

Dividends 0.7%

Total Investment $7.62M

Weight 0.73%

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Relay Therapeutics Inc

RLAY - Manufacturing

Market Cap $3.5B

P/E Ratio -12.7

Dividends 0.0%

Total Investment $7.59M

Weight 0.73%

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EZCorp, Inc. - Ordinary Shares - Class A

EZPW - Finance and Insurance

Market Cap $2B

P/E Ratio 14.1

Dividends 0.0%

Total Investment $7.53M

Weight 0.72%

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Centuri Holdings Inc.

CTRI

Market Cap $2.59B

P/E Ratio 74.5

Dividends 0.0%

Total Investment $7.5M

Weight 0.72%

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Amprius Technologies Inc

AMPX

Market Cap $1.63B

P/E Ratio -38.1

Dividends 0.0%

Total Investment $7.28M

Weight 0.70%

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Ceco Environmental Corp.

CECE - Administrative and Support and Waste Management and Remediation Services

Market Cap $3B

P/E Ratio 171.3

Dividends 0.0%

Total Investment $7.25M

Weight 0.69%

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BrightSphere Investment Group Inc

BSIG - Finance and Insurance

Market Cap $982.95M

P/E Ratio 34.7

Dividends 0.3%

Total Investment $7.21M

Weight 0.69%

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nLIGHT Inc

LASR - Manufacturing

Market Cap $4.06B

P/E Ratio -238.8

Dividends 0.0%

Total Investment $7.14M

Weight 0.68%

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DXP Enterprises, Inc.

DXPE - Real Estate and Rental and Leasing

Market Cap $2.52B

P/E Ratio 28.9

Dividends 0.0%

Total Investment $7.12M

Weight 0.68%

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Sphere Entertainment Co - Ordinary Shares - Class A

SPHR

Market Cap $5.34B

P/E Ratio 47.1

Dividends 0.0%

Total Investment $7.07M

Weight 0.68%

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Key Metrics

Compare similar ETFs

Historical Return

Risk & Analysis Metrics

Volatility

Max Drawdown

Sharpe Ratio

Return Triangle (Heatmap)

Distributions

Profit Margin Distribution

P/E Ratio Distribution

Discounted Cash Flow

Market Cap Size Distribution

Portfolio Concentration

Latest News

Shareholders that lost money on Ardelyx, Inc.(ARDX) Urged to Join Class Action – Contact Levi & Korsinsky to Learn More

Ardelyx, Inc. Sued for Securities Law Violations - Contact Levi & Korsinsky Before October 15, 2024 to Discuss Your Rights - ARDX

SHAREHOLDER ALERT: Pomerantz Law Firm Reminds Shareholders with Losses on their Investment in Ardelyx, Inc. of Class Action Lawsuit and Upcoming Deadlines - ARDX

Average metrics of all companies in portfolio

Sectors

Countries

Stock Screener

MaxLinear Inc

MaxLinear Inc

Applied Optoelectronics Inc

Applied Optoelectronics Inc

AnaptysBio Inc

AnaptysBio Inc

Inhibrx Biosciences Inc.

Inhibrx Biosciences Inc.

Custom Truck One Source Inc

Custom Truck One Source Inc

MYR Group Inc

MYR Group Inc

Kaiser Aluminum Corp

Kaiser Aluminum Corp

Garrett Motion Inc - Ordinary Shares - New

Garrett Motion Inc - Ordinary Shares - New

Bel Fuse Inc. - Ordinary Shares - Class A

Bel Fuse Inc. - Ordinary Shares - Class A

Adeia Inc

Adeia Inc

Solaris Oilfield Infrastructure Inc - Ordinary Shares - Class A

Solaris Oilfield Infrastructure Inc - Ordinary Shares - Class A

Relay Therapeutics Inc

Relay Therapeutics Inc

EZCorp, Inc. - Ordinary Shares - Class A

EZCorp, Inc. - Ordinary Shares - Class A

Centuri Holdings Inc.

Centuri Holdings Inc.

Amprius Technologies Inc

Amprius Technologies Inc

Ceco Environmental Corp.

Ceco Environmental Corp.

BrightSphere Investment Group Inc

BrightSphere Investment Group Inc

nLIGHT Inc

nLIGHT Inc

DXP Enterprises, Inc.

DXP Enterprises, Inc.

Sphere Entertainment Co - Ordinary Shares - Class A

Sphere Entertainment Co - Ordinary Shares - Class A

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